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FCM

Tax Brief: 2023 Q2 Key Tax Deadlines

Mar 22, 2023

Here are some of the key tax-related deadlines that apply to businesses and other employers during the second quarter of 2023. Keep in mind that this list isn’t all-inclusive, so there may be additional deadlines that apply to you. Contact…

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Sep 27, 2021

Branch Office Revisions for Commodity Pools, CTAs, Introducing Brokers, and FCMs

NFAs Branch Office requirements requires each CPO, CTA, FCM, RFED, and IB Member to list branch offices.  Due to the COVID-19 Pandemic, the NFA provided relief from certain branch office requirements for Members that permitted their registered APs to work…

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Oct 20, 2020

Introducing Brokers, FCMs, Commodity Pools – Start your PPP Loan Forgiveness Application Now

Do you have a PPP Loan?  Start your forgiveness application process as soon as possible PPP Loan is a liability on your balance sheet until it is formally forgiven The PPP forgiveness process can take as long as 5 months…

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Oct 19, 2020

Coronavirus Regulatory Relief Updates for IBs, FCMs, RFEDs, SDs

Per Compliance Rule 2-9, NFA Members with Branch Offices and/or Guaranteed Introducing Brokers (GIB) are required to conduct annual onsite inspections of each Branch Office and GIB.  However, a new NFA Interpretive Notice now allows flexibility of this requirement based…

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Feb 04, 2020

SWAPs Proficiency Now Available for FCMs, IBs, CPOs, and CTAs

As of January 31, 2020 the SWAPS Proficiency Requirements are available online for all APs at FCMs, CPOs, CTAs, and IBs.  All said APs must be enrolled by January 31, 2021 to remain approved as a swap AP or continue…

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Michael Coglianese CPA is proud to be a PCAOB and AICPA certified accounting firm.