Our experience working in the Compliance Department at the National Futures Association (NFA) has allowed us to provide Forex AND Swap Firms with the educational compliance tools they need to meet their CFTC and NFA regulatory responsibilities. For over 30 years we have helped firms like yours with services ranging from regulatory registration to completion of annual tax returns. We pride ourselves on staying current on all of the latest accounting, audit, tax, and compliance changes that affect Forex firms. In fact we are often asked to serve on educational panels as experts in the swap and forex industry.

Forex and swap firms services include:

• Annual Certified Audits
• NFA Registration Audits
• NFA Registration and Compliance Consulting
• Operating Procedures Manual (AML, Disaster Recovery, Operating Procedures, Ethics, Privacy Policy, Branch Office Procedures et. al)
• Annual Independent Anti-Money Laundering Reviews
• 1-FR review and assistance
• Quickbooks Implementation & Training
• Tax Preparation
• Mock NFA Compliance Audits & Preparation
• Regulatory Filings and Exemption Consulting
• Financial Expert/Witness Testimony