Futures Funds and Commodity Pool Operators

Our experience working in the Compliance Department at the National Futures Association (NFA) has allowed us to provide Commodity Pool Operators (CPO) with all of the tools to meet their CFTC and NFA compliance and accounting responsibilities. For over 30 years we have helped CPOs meet their futures fund reporting requirements by providing certified audits and partner K-1 forms on a timely basis. We pride ourselves on staying current on all of the latest accounting, audit, tax, and compliance changes that affect CPOs and the future funds that they manage. In fact we are often asked to serve on educational panels as experts in the futures industry.

Futures Fund and CPO services include:

  • Annual Certified Audits
  • NFA Registration Audits
  • NFA Registration and Compliance Consulting
  • Operating Procedures Manual (AML, Disaster Recovery, Operating Procedures, Ethics, Privacy Policy, Branch Office Procedures et. al)
  • Annual Independent Anti-Money Laundering Reviews
  • Quickbooks Implementation & Training
  • Tax Preparation
  • Mock NFA Compliance Audits & Preparation
  • Regulatory Filings and Exemption Consulting
  • Financial Expert/Witness Testimony