
The Bitcoin Ocean: Tread Carefully
The regulators have made known that investors and traders should tread carefully when trading bitcoin or any other cryptocurrency. On […]

Mifid II Blues and CTA Registration Requirements
On Dec. 11, the CFTC staff issued this statement on CTA registration requirements and MiFID II: The Commodity Futures Trading […]

The TradersEXPO New York February 25-27, 2018
The TradersEXPO will be hosting an event February 25-27, 2018 at the Marriott Marquis Hotel Times Square. The TradersEXPO is […]

DOL Delays Fiduciary Rule…again
The DOL has delayed the effective date of three major compliance regulations by 18 months. However, the rule is still […]

Still Early in Bitcoin Infrastructure For Traders
“[Bitcoin’s] worse than tulip bulbs. It won’t end well. Someone is going to get killed.” Chase CEO Jamie Dimon “Bitcoin […]

CTA Expo Miami 2017 Emerging Managers Forum
The CTA Expo will be hosting its annual Emerging Manager Forum in Miami on December 14, 2018. There will also […]

CFTC Holds Liquidity Stress Tests on Various Exchanges
The CFTC held liquidity stress tests on CME Clearing, ICE Clear U.S., and LCH, Ltd. clearinghouses and here are its […]

NFA’s Executive Committee Recommends Increase to NFA’s Assessment Fee
On October 19, NFA’s Executive Committee voted to recommend to NFA’s Board of Directors (Board) an increase in NFA’s assessment […]

Independent Introducing Broker – Compliance Checklist and Certified Audit…
Independent Introducing Brokers are required to submit an annual certified audit to the National Futures association. The due date depends […]