CPO/CTA Yearly Exemption Affirmation
December 4, 2012 NFA has issued a notice to persons that are relying on exemptions or exclusions from registration as […]
October 2012 Industry Update Alert
Many recent regulatory changes have resulted in new rules as well as deadlines. Complicating the regulatory environment further, certain firms […]
Free Compliance Workshop
Mike Coglianese to Host Compliance Workshop Michael Coglianese CPA, P.C. will be hosting a complimentary Compliance Workshop at the Emerging […]
CTA EXPO Miami Emerging Manager Forum
The CTA Expo will be hosting an Emerging Manager Forum on December 13, 2012 at the Eden Roc Renaissance in […]
CTA Expo Chicago 2012
The CTA Expo was held Thursday, September 13, 2012. The conference was attended by over 400 CTAs and IBs. Michael […]
NIBA 2012 Chicago Conference
On September 12, 2012, the National Association of Introducing Brokers held a conference in Chicago. Mike Coglianese was on hand […]
July 2012 Industry Update Alert
CPO Registration Deadline Approaches CFTC regulation 4.13(a)(4) has now been rescinded. Previously exempted CPOs offering interests in pools to individuals […]
May 2012 Industry Update Alert
CFTC Rules: Significant Changes in Compliance Procedures As of February 9, 2012 the Commodity Futures Trading Commission adopted rules amending […]