The Traders Exchange Networking Event September 18, 2013 Chicago
Save the Date for one of the best networking opportunities in the Futures and Hedge Fund community. The Traders Exchange […]
National Introducing Brokers Association Conference-Chicago 2013
The National Introducing Broker Association will be hosting their annual Chicago conference on September 18, 2013. The morning sessions will […]
CPO and CTA Quarterly Reporting Amendments
NFA member CPOs are required to file on a quarterly basis Form PQR disclosing certain information for each pool that […]
SEC Update – Custody Rule Deficiencies
A risk alert was recently released by the SEC. It addresses common deficiencies related to Rule 206(4)-2, also know as […]
IIB Certified Audits–Reporting
After a busy audit season that included many new rules implemented by NFA and CFTC, we would like to share […]
Regulatory Requirements for FCMs, CPOs, IBs, and CTAs
NFA Regulatory Requirements-May 2013
Tax Planning Considerations 2012
Make the right choices preparing your 2012 tax return. A variety of changes loom on the horizon. The Section 179 […]
2012 Tax Saving Opportunity
Many business owners may be unaware of a fantastic opportunity to save tax dollars when it comes to business losses. […]
CPO/CTA Yearly Exemption Affirmation
December 4, 2012 NFA has issued a notice to persons that are relying on exemptions or exclusions from registration as […]