Insights

On September 12, 2012, the National Association of Introducing Brokers held a conference in Chicago. Mike Coglianese was on hand […]

CPO Registration Deadline Approaches CFTC regulation 4.13(a)(4) has now been rescinded.  Previously exempted CPOs offering interests in pools to individuals […]

CFTC Rules: Significant Changes in Compliance Procedures As of February 9, 2012 the Commodity Futures Trading Commission adopted rules amending […]