Events & News

NFA Regulatory Oversight Webinar

NFA is providing a free webinar on May 27, 2020 at 9:30 a.m. CT/10:30 a.m. ET.  There is no charge to attend.  However, registration for the event is required. NFA will be discussing the latest developments as it relates to…

Read More


Tax Deadline Extensions and Reminders

Due to the COVID-19 pandemic, the federal government has moved the individual tax filing due date from April 15, 2020 to July 15, 2020. Additionally, the due date for Federal income tax payments (including payments of tax on self-employment income)…

Read More


Commodity Pool Audit Regulatory Extensions

In response to the COVID-19 pandemic, the NFA issued a no action letter with regard to regulatory relief for Commodity Pools. Per NFA Rule 2-46, the NFA currently requires each CPO member to file the NFA Form PQR on a…

Read More


Introducing Broker Financial Audits – New Deadline

Regulatory Relief for Introducing Brokers Per CFTC Regulation 1.10, Independent Introducing Broker Members must file a certified financial report within 90 calendar days after the close of their fiscal year end.  Additionally, Independent Introducing Brokers must file a semi-annual financial…

Read More