Events & News

NFA Amends Cybersecurity Programs

Beefing Up Cybersecurity On Jan. 7, 2019 the NFA issued an amendment to the Information Systems Security Programs notice that originally came out March 2016, which requires all member firms to have a written ISSP to address the risk of…

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CPO and CTA Affirmation Deadline Approaching

If you are a CTA and CPO and you currently claim an exemption under 4.13(a)(2), (a)(3), (a)(5), or exclusion from CPO registration under CFTC Reg 4.5 or CTA registration under 4.14(a)(8), you must reaffirm this exemption on or before March…

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