For over 30 years, we have provided certified audits and tax services for Registered Investment Advisors that meet the unique compliance requirements for the alternative investment industry. As a CPA firm registered with the PCAOB and a member of the AICPA , we stay current on all of the latest accounting, audit, tax, and compliance changes that affect Registered Investment Advisors.
Registered Investment Advisors services include:
- Annual Certified Audits in accordance with SEC and FINRA Guidelines
- Annual Surprise Verification Procedures
- Internal Control Audits performed by a PCAOB inspected firm
- Tax Preparation
- Performance Record Attestations