NFA Audits and Regulatory Compliance
Experience smooth NFA audits and regulatory compliance.
Navigate NFA requirements with Michael Coglianese CPA, P.C.—a former-regulator perspective that keeps you compliant and reduces risk, so you can run your business with clarity.
National Futures Association (NFA) rules can be complex for registered futures entities. We provide NFA regulatory compliance and consulting for futures, derivatives, and all NFA registrants—turning requirements into practical steps, sound documentation, and exam-ready processes.
Trusted Partners for Minimizing Regulatory Risk
From mock audits to filings and remediation support, we help you identify gaps before the NFA does. Our team brings regulator-side perspective and real-world experience to build defensible policies, disclosures, and procedures that align with your business model. So you’re ready as questions arise.
Staying Ahead Of Industry Changes
In the fast-paced world of NFA regulation, staying current on new rules, interpretations, and best practices is critical. We track changes and prepare your firm for what’s next, helping you address exam focus areas and document compliance before deadlines. With our support, you can operate with peace of mind—knowing your requirements are managed by people who understand how the NFA evaluates risk.
Contact us for NFA Regulatory Compliance & Consulting services tailored to your structure, products, and risk profile.
Our NFA Compliance Services
Mock NFA Audits & NFA Compliance Support
Regulatory Filings & Exemption Consulting
Operating Procedures Manual
Registration
1-Fr Review & Assistance
AML Reviews
Disclosure Document Assistance
Financial Expert/Witness Testimony
Partner with a team you can count on, year after year.
We’re here to serve you as your partner. To get started, fill out this form, and we’ll be in touch with you soon.
Lincolnshire Office
Michael Coglianese CPA, P.C.
300 Tri State International
Suite 180
Lincolnshire, Il. 60069
630.351.4005
info@cogcpa.com