November 15 | Uncategorized

Compliance Requirement Changes for CPOs and CTAs

Beginning September 23rd, 2013 all CPOs and CTAs are permitted to use a Disclosure Document for up to 12 months…
single-blog-post-featured-image

Beginning September 23rd, 2013 all CPOs and CTAs are permitted to use a Disclosure Document for up to 12 months rather than the original 9 months.  CPOs may also use third-party service providers to maintain their books and records under certain conditions.  Moreover, as of August 22, 2013, CPOs are no longer required to obtain a signed acknowledgment of receipt of disclosure documents from participants before accepting funds.    The details of the amended rules can be found here.

Partner with a team you can count on, year after year.

We’re here to serve you as your partner. To get started, fill out this form, and we’ll be in touch with you soon.

Lincolnshire Office

Michael Coglianese CPA, P.C. ​
300 Tri State International
Suite 180
Lincolnshire, Il. 60069 ​

630.351.4005

info@cogcpa.com