
Be Prepared – Tax Law Impacts for 2018
The recently enacted Tax Cuts and Jobs Act (TCJA) has made several changes to the tax law. Below we have summarized […]

Michael Coglianese: Alternative Investment Accountants at Traders Expo Chicago
At Traders Expo Chicago, Michael Coglianese speaks on what traders need to know about accounting, compliance and taxes. They trade […]

National Introducing Brokers Association – Chicago Conference 2018
On September 13, 2018, NIBA will be hosting their Chicago Conference at the CME Group headquarters, 20 S. Wacker Drive. […]

Hedge Funds: SEC Amends and Updates Disclosure Requirements Easing…
In order to remove outdated, overlapping, and duplicative disclosure requirements, the SEC has adopted amendments to reduce the compliance burdens […]

New Disclosure Required for Introducing Brokers and FCMs
Due to the significant growth of the virtual currency market, the NFA has proposed an interpretive notice to the CFTC […]

Commodity Futures Markets: Updated Research Report on Sharp Price…
The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (DMO) issued a report today that analyzed sharp, intraday price […]

Introducing Brokers and FCMs: Increased Customer Due Diligence Now…
As of May 11, 2018 Introducing Brokers and Futures Commission Merchants will be required to have Customer Due Diligence procedures […]

Introducing Brokers and FCMs: Review AML Programs to Address…
The Office of Foreign Assets Control (OFAC), a division of the U.S. Treasury Department has published 5 Frequently Asked Questions […]

AML Program Updates for FCMs, Introducing Brokers, & Broker…
Effective May 11, 2018, enhanced Customer Due Diligence (CDD) requirements will be amended for certain financial institutions. This new CDD Rule […]
