NFA Updates Self-Exam Questionnaire for IBs and CPOs

Every year, the NFA requires members to update their operations information to satisfy their continuing supervisory responsibilities under NFA Compliance Rules 2-9, 2-36, and 2-39.

Due to new relevant rules, the questionnaire has been amended to include a Forex Electronic Trading Systems section to the Supplemental Questionnaire for IBs and technical clarifications within the Financial section of the Supplemental Questionnaire for CPOs.  A description of the recent updates can be found on the first page of the document.