September 12 | News

NFA Updates Self-Exam Questionnaire for IBs and CPOs

Every year, the NFA requires members to update their operations information to satisfy their continuing supervisory responsibilities under NFA Compliance…
single-blog-post-featured-image

Every year, the NFA requires members to update their operations information to satisfy their continuing supervisory responsibilities under NFA Compliance Rules 2-9, 2-36, and 2-39.

Due to new relevant rules, the questionnaire has been amended to include a Forex Electronic Trading Systems section to the Supplemental Questionnaire for IBs and technical clarifications within the Financial section of the Supplemental Questionnaire for CPOs.  A description of the recent updates can be found on the first page of the document.

Partner with a team you can count on, year after year.

We’re here to serve you as your partner. To get started, fill out this form, and we’ll be in touch with you soon.

Lincolnshire Office

Michael Coglianese CPA, P.C. ​
300 Tri State International
Suite 180
Lincolnshire, Il. 60069 ​

630.351.4005

info@cogcpa.com