December 4, 2012

NFA has issued a notice to persons that are relying on exemptions or exclusions from registration as a CPO or CTA.

The notice explains that certain exemptions and

exclusions must be affirmed annually. The first annual affirmation is due within the first 60 days after December 31, 2012. If no affirmation takes place via the online Exemption System on the NFA website, the exemptions will be automatically withdrawn.

If you have any questions regarding the annual affirmation, give us a call. Mike can be reached directly at 630-351-8942or email mike@cogcpa.com.