December 13 | Uncategorized

SEC Regulation

When filing the annual amendment, managers who no longer qualify for SEC registration must withdraw their SEC registration within 180…
single-blog-post-featured-image

When filing the annual amendment, managers who no longer qualify for SEC registration must withdraw their SEC registration within 180 days after the end of fiscal year.  The form needed to withdraw is Form ADV-W.

However, some managers may be required to register in their home states.

 

Partner with a team you can count on, year after year.

We’re here to serve you as your partner. To get started, fill out this form, and we’ll be in touch with you soon.

Lincolnshire Office

Michael Coglianese CPA, P.C. ​
300 Tri State International
Suite 180
Lincolnshire, Il. 60069 ​

630.351.4005

info@cogcpa.com