GENIUS Act Advances in Senate; NFA Warns FCMs &…
Senate Moves GENIUS Act Forward, While NFA Issues Fraud Alert to FCMs and IBs June brings two major regulatory updates […]
5 Business Tax Breaks to Watch in 2025
A new bill in Congress, nicknamed The One, Big, Beautiful Bill, could bring major changes to federal business tax breaks. […]
Mid-Year Check-In: Key Reminders for Funds and Firms
The middle of the year is the perfect time for firms to pause, reflect, and prepare for what’s ahead. Whether […]
Audit Brief: How QC 1000 Will Impact Your 2026…
How QC 1000 Will Impact Your 2026 Audit PCAOB introduced a new standard called QC 1000 in 2024. This new […]
Tax Brief: What the One Big Beautiful Bill Means…
The U.S. House passed a major tax reform package known as the “One Big Beautiful Bill” (H.R.1). This bill is […]
Regulatory Updates: Key Changes in Crypto Rules, CTFC Leadership…
In May 2025, three major regulatory updates emerged that every fund manager and financial professional needs to know. These changes […]
Why Now Is the Right Time to Start Preparing…
When you’re focused on running an investment firm, year-end can feel like a distant concern. But the truth is, the […]
Regulatory Updates: NFA Arbitration Update and New SEC Leadership
In April 2025, two significant developments emerged that alternative investment firms, including hedge funds, private equity firms, and crypto funds, […]
How SEC 2025 Priorities Impact Audit Readiness
The SEC’s 2025 examination priorities—released ahead of the new fiscal year and gaining traction this April—highlight a stronger focus on […]