May 24, 2023 | News

NFA Compliance Brief: Futures Proficiency Exam Update

As of June 9, 2023 FINRA will end the current interim accommodation process for the Series 3, Series 31, Series 32, and Series 34 exams.  Only certain individuals will be able to reques the online administration of these exams.

These individuals include:

  • Those experiencing underlying health conditions or are immunocompromised and at an increased risk for severe illness
  • Those who live more than 150 miles from a test center.

Candidates should visit the FINRA Website for more information about proficiency exam administration and how to request available accommodations.

NFA Swaps Proficiency Requirements are not impacted by this change.