NFA Compliance Brief: Futures Proficiency Exam Update

As of June 9, 2023 FINRA will end the current interim accommodation process for the Series 3, Series 31, Series 32, and Series 34 exams.  Only certain individuals will be able to reques the online administration of these exams. These…

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Audit Brief: Updated accounting rule for reporting

Traditional business models in many sectors have been disrupted by the COVID-19 pandemic, geopolitical uncertainty, rising costs and falling consumer confidence. If your company is planning a major strategic shift this year, management may need to comply with the updated…

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