Anti Money Laundering Annual Review Every Independent Introducing Broker and Futures Commission Merchant must have an Independent AML Review every 12 months. This must be done by either an outside compliance specialist or an internal source that is completely removed…
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Dodd Frank Update
Dodd-Frank, born of the fires ignited by the 2008 Financial Crisis, has had a rocky existence, from its writing and passage to its lengthy and still uncompleted implementation. With Republicans controlling both houses of Congress, the push is on to…
Did you File a Tax Return Extension? Note Your New Deadlines
If you or your tax professional has filed an extension, please note the following deadlines for filing 2016 tax returns: Partnership Returns Form 1065: Original Due Date: March 15 Extension Due Date: September 15 S Corp (calendar year) Form 1120S Original…
President issues executive order regarding review of regulations
On April 21, 2017 the President signed an executive order requiring the Secretary of the Treasury to review all regulations that were issued after December 31, 2015. The Treasury secretary is looking to identify any regulations that may have created…