News

NFA Pool Audit Stub Period Relief – Reminders

Occasionally, our firm runs into new, start up commodity pools that are unaware of this relatively new regulatory relief that can save them time and money when they are just starting out. If you are a registered commodity pool and…

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NFA Regulatory Oversight Webinar

NFA is providing a free webinar on May 27, 2020 at 9:30 a.m. CT/10:30 a.m. ET.  There is no charge to attend.  However, registration for the event is required. NFA will be discussing the latest developments as it relates to…

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Tax Deadline Extensions and Reminders

Due to the COVID-19 pandemic, the federal government has moved the individual tax filing due date from April 15, 2020 to July 15, 2020. Additionally, the due date for Federal income tax payments (including payments of tax on self-employment income)…

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Commodity Pool Audit Regulatory Extensions

In response to the COVID-19 pandemic, the NFA issued a no action letter with regard to regulatory relief for Commodity Pools. Per NFA Rule 2-46, the NFA currently requires each CPO member to file the NFA Form PQR on a…

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