The National Futures Association (“NFA”) requires all its member firms, on an annual basis, to review their operations using NFA’s Self-Examination Questionnaire. The document is designed to aid members in recognizing potential problem areas and to alert them to procedures…
News
The PPP Loan – Update
The PPP program now allows borrowers the option of extending the eight week period following the loan disbursement date during which forgivable expense could be incurred to twenty-four weeks. In addition, the required payroll cost as a percentage of total…
Payroll Tax Deferral – An Administrative Challenge
On August 8, 2020, President Trump signed an executive action in the form of a memorandum allowing employers the option to defer the withholding of Social Security payroll taxes (6.2% of wages) beginning September 1, 2020 for any employees earning…
Webinar -The Broker-Dealer Exemption Report. Understanding the requirements of the SEC and PCAOB
August 27 – 4:30PM EST (virtual) Earn 1 CPE Credit Hour For Broker-Dealers and FINOPs of Broker-Dealers This CPE Workshop will provide an in-depth look at the SEC and PCAOB requirements related to the broker-dealer’s exemption report. You will go…