NIBA will be hosting their annual pinnacle event in Chicago on September 14, 2017 at the CME building, 20 S. Wacker Drive. This year’s conference will include an interesting new session on cryptocurrency trading as well as legal, compliance, and…
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CTA Expo Chicago – Join Mike Coglianese for a Panel Discussion at the Pre-Conference
The CTA Expo Emerging Manager Forum will be held in Chicago on September 14, 2017 at the UBS Center, One North Wacker Dr.. An additional Pre-conference will be held at the same location the day before, on September 13, 2017….
Risk Metrics for FCMs That Do Swaps
NFA Financial Requirements Section 17 requires swap dealers (SD) and major swap participants (MSP) to file the financial, operational, risk management and other information required by NFA in the form and manner prescribed by NFA. Risk monitoring will be a major…
DOL Fiduciary Rule In Place…For Now
The Department of Labor’s new regime has met some resistance on changing its own Fiduciary Rule that went live on June 9, the delayed deadline from April. Most recently Labor Secretary Acosta noted the department has requested information from advisors…