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Unique Accounting Aspects of the PPP Loan

Many small businesses including broker dealers, introducing brokers, registered investment advisors and others in the alternative investment space have received loans under the Paycheck Protection Program (“PPP”).  The only requirement for most firms is to have less than five hundred…

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NFA Pool Audit Stub Period Relief – Reminders

Occasionally, our firm runs into new, start up commodity pools that are unaware of this relatively new regulatory relief that can save them time and money when they are just starting out. If you are a registered commodity pool and…

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