Americans scramble every year to figure out tax deadlines and what day they fall on. If a tax deadline happens to fall on a weekend or holiday, the deadline then becomes the next business day. No escaping tax deadlines this…
News
Annual Audit Deadlines – 2020
Did you know leap years are needed to keep our calendar in alignment with the Earth’s trip around the sun? Without the extra day on February 29th, every four or so years, we would lose almost six hours every year. …
SEC Planning Broker Dealer Compliance Outreach Seminar – Chicago
The SEC and Finra are hosting their 2019 National Compliance Outreach Program for Broker Dealers on June 27th in Chicago. The program will be held at the Federal Reserve Bank of Chicago. Additionally, the compliance program will also be webcast….
NFA Approves Surcharge for Certain Swaps
Pending approval by the CFTC , NFAs Board of Directors has approved an annual dues surcharge of $1,750.00 on Certain NFA Members including FCMs for which NFA is the DSRO, IBs, CPOs, and CTAs that are approved as swap firms….