News

NIBA Chicago 2017 – New topics for discussion

NIBA will be hosting their annual pinnacle event in Chicago on September 14, 2017 at the CME building, 20 S. Wacker Drive.  This year’s conference will include an interesting new session on cryptocurrency trading as well as legal, compliance, and…

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Risk Metrics for FCMs That Do Swaps

NFA Financial Requirements Section 17 requires swap dealers (SD) and major swap participants (MSP) to file the financial, operational, risk management and other information required by NFA in the form and manner prescribed by NFA. Risk monitoring will be a major…

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DOL Fiduciary Rule In Place…For Now

The Department of Labor’s new regime has met some resistance on changing its own Fiduciary Rule that went live on June 9, the delayed deadline from April. Most recently Labor Secretary Acosta noted the department has requested information from advisors…

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