Regulatory Requirements for FCMs, CPOs, IBs, and CTAs
NFA Regulatory Requirements-May 2013
IIB Certified Audits–Reporting
After a busy audit season that included many new rules implemented by NFA and CFTC, we would like to share […]
2012 Tax Saving Opportunity
Many business owners may be unaware of a fantastic opportunity to save tax dollars when it comes to business losses. […]
Tax Planning Considerations 2012
Make the right choices preparing your 2012 tax return. A variety of changes loom on the horizon. The Section 179 […]
October 2012 Industry Update Alert
Many recent regulatory changes have resulted in new rules as well as deadlines. Complicating the regulatory environment further, certain firms […]
CTA EXPO Miami Emerging Manager Forum
The CTA Expo will be hosting an Emerging Manager Forum on December 13, 2012 at the Eden Roc Renaissance in […]
NIBA 2012 Chicago Conference
On September 12, 2012, the National Association of Introducing Brokers held a conference in Chicago. Mike Coglianese was on hand […]
CTA Expo Chicago 2012
The CTA Expo was held Thursday, September 13, 2012. The conference was attended by over 400 CTAs and IBs. Michael […]
July 2012 Industry Update Alert
CPO Registration Deadline Approaches CFTC regulation 4.13(a)(4) has now been rescinded. Previously exempted CPOs offering interests in pools to individuals […]