CryptoCurrency Forum New York
On April 18, 2018 join us in attending a unique Forum for entrepreneurs, attorneys, finance professionals, investors, fund managers, regulators, […]
DOL Fiduciary Rule Struck Down by 5th Circuit Court
Causing more confusion for brokers, the 5th Circuit court struck down the DOL Fiduciary rule. Meanwhile, the SEC moves toward […]
Senate Votes to Roll Back Some Dodd Frank Rules
Last Wednesday, the Senate voted 67 to 31 to apply sweeping changes to Dodd Frank. Since its signing in 2010, […]
Annual Compliance Reminders
Commodity Trading Advisors 2.14.2018–Form PR (for December 31 year end) 3.1.2018–Affirm CTA exemptions (4.14(a)(8) Anniversary of registration–Self-Examination Checklist Commodity Pool Operators […]
CFTC Commissioner suggests self regulation to Crytocurrency Industry
Brian Quintenz, a commissioner with the CFTC, says the best approach to policing the new crytocurrency companies is for the industry […]
SEC Issues Staff Letter to ICI and SIFMA Regarding…
At the end of January, Dalia Blass, the Director of Investment Management at the SEC issues a staff letter discussing […]
NFA Adds Cryptocurrency Questions for CPO and Additional Reporting…
NFA has added two yes/no questions on virtual currency activities to the annual pool financial statement cover page. The cover […]
Live Stream on February 25th of TradersEXPO Panel
If you are unable to attend The TradersEXPO on February 24th and 25th, you can register to watch my panel, […]
Cryptocurrency Events
Cryptocurrency & Hedge Funds – February 13, 2018 Information and Registration Here FINTANK Cryptocurrency Event – February 15, 2018 […]