2016 NIBA/DePaul Event – July 14, 2016
The National Introducing Broker Association is hosting an informative and instructive afternoon briefing July 14th, 2016 at DePaul University, 8th […]
SEC Rule – Set to Expire
As of July 31, 2016, Broker Dealers, including those dually registered as Futures Commission Merchants, will be prohibited from offering […]
Four Mistakes New Fund Managers Make That Can Impact…
Getting a hedge fund, CTA or CPO set up correctly from the start can save money and severe consequences down […]
Important Tax Filing Deadlines – Date Change
Due to celebration of Emancipation Day in Washington D.C. on April 15th, the usual day earmarked as “Tax Day”, the […]
The How, Why and When of Selecting a Fund…
How or when to select or change a fund audit firm for your hedge fund, CTA or other alternative investment […]
The Value of Strategic Partnerships – Maximize Your Rate…
Whether you are running a hedge fund, Introducing Broker, CTA, or CPO you are required to spend most of your […]
Why Hackers Hack Websites: Securing Your Website for Compliance…
With the upcoming cybersecurity requirements by the NFA and nearly every regulatory body overseeing financial service industry participants, it’s important […]
NFA and FINRA Certified Audits – Important Deadlines 2016
2016 is a leap year. Therefore, certified audits are due to be filed on a different day of the month […]
NIBA Conference New York
The semi annual NIBA Conference will be held on April 20, 2016 at the New York Athletic Club. Registration will […]