SEC Brief: Proposed Amendment to Custody Rule 206(4)-2

The custody rule in place since 1962 under the Advisers Act has required registered investment advisers to safeguard client funds and securities in their possession where they were given authority to obtain possession of them.  The rule put in place…

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Broker Dealer Update: FINRA shares bank concern

Did you bank make the list? Here at MCCPA we are gathering information about the banking trouble touching a number of clients and affecting our industry. We will share our finding with you as it is released.  We feel that…

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Annual Audit Deadlines – 2020

Did you know leap years are needed to keep our calendar in alignment with the Earth’s trip around the sun? Without the extra day on February 29th, every four or so years, we would lose almost six hours every year. …

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