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A risk alert was recently released by the SEC.  It addresses common deficiencies related to Rule 206(4)-2, also know as […]

NFA member CPOs are required to file on a quarterly basis Form PQR disclosing certain information for each pool that […]

NFA Regulatory Requirements-May 2013

After a busy audit season that included many new rules implemented by NFA and CFTC, we would like to share […]

Many business owners may be unaware of a fantastic opportunity to save tax dollars when it comes to business losses. […]

Make the right choices preparing your 2012 tax return.  A variety of changes loom on the horizon. The Section 179 […]

Many recent regulatory changes have resulted in new rules as well as deadlines. Complicating the regulatory environment further, certain firms […]

The CTA Expo will be hosting an Emerging Manager Forum on December 13, 2012 at the Eden Roc Renaissance in […]

On September 12, 2012, the National Association of Introducing Brokers held a conference in Chicago. Mike Coglianese was on hand […]