Tax Returns 2019 – Long-Term Capital Gains Update
Effective January 1, 2019, a new tax rule took effect that applies to Fund Managers. A fund manager is now […]
Tax Reminder – Deductions No Longer Allowed
Even though this change occurred in 2018, we wanted to make sure to remind everyone of this disallowed deduction as […]
CTA Performance Reporting and Disclosures – Amendments become effective…
Effective Date for Amendments to NFA Requirements Related to CTA Performance Reporting and Disclosures NFA Compliance Rule 2-34 and the related […]
Partnership and Personal Tax – Filing Deadlines
Americans scramble every year to figure out tax deadlines and what day they fall on. If a tax deadline happens […]
Annual Audit Deadlines – 2020
Did you know leap years are needed to keep our calendar in alignment with the Earth’s trip around the sun? […]
SEC Planning Broker Dealer Compliance Outreach Seminar – Chicago
The SEC and Finra are hosting their 2019 National Compliance Outreach Program for Broker Dealers on June 27th in Chicago. […]
Commodity Futures Trading Commissions Divisions of Swap Dealer &…
In anticipation of the withdrawal of the UK and Northern Ireland from the European Union, the CFTC’s DSIO, announced they […]
NFA Amends Swap Rules
Effective Date: January 31, 2020 NFA has recently amended NFA Bylaw 301 and NFA Compliance Rule 2-24 as well as […]
Anti-Money Laundering Deficient Jurisdictions
The NFA has put out an updated list of jurisdictions that are deficient in anti-money laundering and anti-terrorism rules. There […]