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Insights

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CTA Expo Chicago 2012

The CTA Expo was held Thursday, September 13, 2012.  The conference was attended by over 400 CTAs and IBs. Michael […]

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NIBA 2012 Chicago Conference

On September 12, 2012, the National Association of Introducing Brokers held a conference in Chicago. Mike Coglianese was on hand […]

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July 2012 Industry Update Alert

CPO Registration Deadline Approaches CFTC regulation 4.13(a)(4) has now been rescinded.  Previously exempted CPOs offering interests in pools to individuals […]

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May 2012 Industry Update Alert

CFTC Rules: Significant Changes in Compliance Procedures As of February 9, 2012 the Commodity Futures Trading Commission adopted rules amending […]

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