Audit Brief: The 4 Levels of Audit Opinion and…
The first page of audited financial statements is the auditor’s report. This is an important part of the financials that […]
Tax Brief: Business Travel Deductions for Spouse
If you own your own company and travel for business, you may wonder whether you can deduct the costs of […]
Finra Exams: Broker Dealer Common Deficiencies
On June 5, 2019 the SEC adopted a new rule under the Securities Exchange Act of 1934, establishing a standard […]
NFA Compliance: Exam Relief Extended
Due to the ongoing COVID-19 pandemic, NFA has allowed Members to conduct all calendar year 2020 and 2021 annual inspections […]
Tax Brief: Looking to Minimize Tax Cost for Cash…
Do you want to withdraw cash from your closely held corporation at a minimum tax cost? The simplest way is […]
Audit Brief: Use Your Financial Statements to be Proactive
Spring is the time of year that calendar-year-end businesses issue financial statements and prepare tax returns. This year, take your […]
Tax Brief: Important Tax Aspects of Operating Your Business…
If you’re in business for yourself as a sole proprietor, or you’re planning to start a business, you need to […]
Audit Brief: Why the Audit Footnotes Are So Important…
Footnotes appear at the end of a company’s audited financial statements. These disclosures provide insight into account balances, accounting practices […]
CTA and CPO Compliance: Time to Reaffirm Exemptions
Any person that claims exemption from CPO registration with NFA under the following CFTC Regs: 4.13(a)(5) 4.13(a)(2) 4.13(a)(3) 4.13(a)(5) 4.5 […]