
Annual Audits: Why Footnote Disclosures Are Important
The footnotes to your company’s financial statements give investors and lenders insight into account balances, accounting practices and potential risk […]

Tax Amounts Affecting Businesses Have Increased for 2021
A number of tax-related limits that affect businesses are annually indexed for inflation, and many have increased for 2021. Some […]

FINRA to Administer Futures Industry Proficiency Exams on Behalf…
Beginning January 19, 2021, FINRA will be administering the Series 3, Series 30, Series 31, Series 32, and Series 34 […]

Commodity Pool and Commodity Trading Advisor Exemption Affirmation Deadline
The CFTC requires any CPO claiming one of these exemptions: Regulation 4.13(a)(1), (a)(2), (a)(3), and (a)(5), an exclusion under Reg. […]

PPP Loans Have Reopened: Be Aware of the Tax…
The Small Business Administration (SBA) announced that the Paycheck Protection Program (PPP) reopened the week of January 11. If you’re fortunate […]

Potential Tax Benefits: Thoughts on converting from a C…
The right entity choice: Should you convert from a C to an S corporation? The best choice of entity can […]

Audit Brief: A Risk to Consider
Assessing and mitigating key person risks Auditing standards require a year-end risk assessment. One potential source of risk may be […]

Swaps Proficiency Requirement Deadline Looms
The compliance date for NFA’s Swaps Proficiency Requirement is January 31, 2021. NFA members with APs required to satisfy NFA’s […]

Can Your Business Benefit From the Enhanced Employee Retention…
COVID-19 has shut down many businesses, causing widespread furloughs and layoffs. Fortunately, employers that keep workers on their payrolls are […]
