
Audit Reminder: Rules regarding accounting cutoffs
What counts in 2020 vs. 2021 As year end approaches, it’s a good idea for calendar-year entities to review the […]

Withdrawing from Your Corporation at a Low Tax Cost
Owners of closely held corporations are often interested in easily withdrawing money from their businesses at the lowest possible tax […]

SEC and CFTC Rule Comments and Effective Dates
SEC Activity: Fund of funds arrangements. The SEC has adopted a new rule and related amendments that update the regulatory framework […]

Introducing Broker Checklist – Make Sure Your Compliance House…
Independent Introducing Brokers are required to submit an annual certified audit to the National Futures association. The due date depends […]

Tax Advantages of a Health Savings Account for Small…
Health Savings Accounts for your small business Small business owners are well aware of the increasing cost of employee health […]

Six Major Costs of Starting a Hedge Fund
Beyond designing an investment strategy is the important task of setting up your firm infrastructure, and that includes how to […]

Introducing Brokers, FCMs, Commodity Pools – Start your PPP…
Do you have a PPP Loan? Start your forgiveness application process as soon as possible PPP Loan is a liability […]

Coronavirus Regulatory Relief Updates for IBs, FCMs, RFEDs, SDs
Per Compliance Rule 2-9, NFA Members with Branch Offices and/or Guaranteed Introducing Brokers (GIB) are required to conduct annual onsite […]

Tax Reminders and Updates
Partnership Tax Reporting Update for 2020: As of the tax year 2020, partnerships are now required to report to the […]
