Introducing Broker Financial Audits – New Deadline
Regulatory Relief for Introducing Brokers Per CFTC Regulation 1.10, Independent Introducing Broker Members must file a certified financial report within […]
Commodity Pool Audit Regulatory Extensions
In response to the COVID-19 pandemic, the NFA issued a no action letter with regard to regulatory relief for Commodity […]
Tax Deadline Extensions and Reminders
Due to the COVID-19 pandemic, the federal government has moved the individual tax filing due date from April 15, 2020 […]
NFA Compliance Reminders & Annual Requirements
Exemption Affirmation All exempt CPOs and CTAs have until March 2, 2020 to complete the affirmation process. However, because it […]
SWAPs Proficiency Now Available for FCMs, IBs, CPOs, and…
As of January 31, 2020 the SWAPS Proficiency Requirements are available online for all APs at FCMs, CPOs, CTAs, and […]
Tax Returns 2019 – Long-Term Capital Gains Update
Effective January 1, 2019, a new tax rule took effect that applies to Fund Managers. A fund manager is now […]
Tax Reminder – Deductions No Longer Allowed
Even though this change occurred in 2018, we wanted to make sure to remind everyone of this disallowed deduction as […]
CTA Performance Reporting and Disclosures – Amendments become effective…
Effective Date for Amendments to NFA Requirements Related to CTA Performance Reporting and Disclosures NFA Compliance Rule 2-34 and the related […]
Partnership and Personal Tax – Filing Deadlines
Americans scramble every year to figure out tax deadlines and what day they fall on. If a tax deadline happens […]