SEC Brief: Proposed Amendment to Custody Rule 206(4)-2

The custody rule in place since 1962 under the Advisers Act has required registered investment advisers to safeguard client funds and securities in their possession where they were given authority to obtain possession of them.  The rule put in place…

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Tax Brief: 2023 Q2 Key Tax Deadlines

Here are some of the key tax-related deadlines that apply to businesses and other employers during the second quarter of 2023. Keep in mind that this list isn’t all-inclusive, so there may be additional deadlines that apply to you. Contact…

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