CFTC Compliance Wrap Up 2018

Giving Chief Compliance Officers a Break: In August, the CFTC unanimously approved final amendments simplifying its regulations of chief compliance offer (CCO) duties and annual compliance reporting requirements for FCMs, swap dealers, and major swap participants.  The amendments clarify a…

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Be Prepared – Tax Law Impacts for 2018

The recently enacted Tax Cuts and Jobs Act (TCJA) has made several changes to the tax law.  Below we have summarized some of the changes we feel may affect some of our client base, mainly traders and investors. The TCJA suspended…

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