Events & News

NIBA New York Conference – April 26th, 2017

The NIBA is proud to host its annual NYC conference at the classic New York Athletic Club this spring. The program consists of a half day of industry specific sessions followed by a networking cocktail reception. CTA Expo – New York…

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Important Regulatory Deadlines

NFA Certified Audit Deadlines   Introducing Brokers must file their annual certified audit no less than 90 days after fiscal year end.  Therefore, if year end is 12.31.16 the certified audit is due to NFA no later than 3.31.17.  The fine…

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