Events & News

CFTC Exemption Deadline: Reminder ICYMI

A reminder that the CFTC requires any person that claims an exemption from CPO registration under CFTC Regulation 4.13, an exclusion from CPO registration under CFTC Regulation 4.5 or an exemption from CTA registration under 4.14, to annually affirm the…

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CFTC Launches Bitcoin Website

Showing some normalization of Bitcoin, the CFTC has launched a specific website to keep up to date on regulatory news and changes in the cryptocurrency world. For more information, go to For information on the CME Group’s Bitcoin futures…

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Introducing Brokers and FCMs Get A Break

The CFTC announced it has issued no-action relief to registered FCMs and IBs to exclude deferred tax liabilities that are directly related to the capitalized costs of certain non-allowable assets when computing their adjusted net capital under Regulation 1.17.  The…

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