Events & News

CTA Expo Miami 2017 Emerging Managers Forum

The CTA Expo will be hosting its annual Emerging Manager Forum in Miami on December 14, 2018.  There will also be a special workshop on December 13th for new managers registered for the Emerging Manager Forum.  Michael Coglianese will be…

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Registered Investment Advisers–SEC Custody Exam Requirements

Registered Investment Advisers who have custody of their clients’ funds or securities must safeguard those funds as required by the SEC’s “custody rule.”  The custody rule is designed to provide additional safeguards for investors against the possibility of theft or…

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